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Tag Archive for: DOL Fiduciary Rule

Posts

3 Mark Financial Blog

DOL releases fresh fiduciary rule FAQ for investors

January 16, 2017
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EBSA’s (Read More)Phyllis Borzi said the second batch of FAQs…
https://3mark.com/wp-content/uploads/3MarkDefaultImage.png 235 231 Bryan Propper https://3mark.com/wp-content/uploads/3MARK-LO-FFhorizontal_updated_Version-1-300x61.png Bryan Propper2017-01-16 17:25:292017-01-16 17:25:29DOL releases fresh fiduciary rule FAQ for investors
3 Mark Financial Blog

3 significant challenges for annuity advisors in 2017

December 21, 2016
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DOL fiduciary rule will usher in changes during the new year.…
https://3mark.com/wp-content/uploads/3MarkDefaultImage.png 235 231 Bryan Propper https://3mark.com/wp-content/uploads/3MARK-LO-FFhorizontal_updated_Version-1-300x61.png Bryan Propper2016-12-21 08:19:222016-12-21 08:19:223 significant challenges for annuity advisors in 2017
3 Mark Financial Blog

5 ways the new Department of Labor rule is a positive for the annuity industry

November 10, 2016
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As many in the annuity industry continue to lament the coming…
https://3mark.com/wp-content/uploads/3MarkDefaultImage.png 235 231 Bryan Propper https://3mark.com/wp-content/uploads/3MARK-LO-FFhorizontal_updated_Version-1-300x61.png Bryan Propper2016-11-10 07:47:302016-11-10 07:47:305 ways the new Department of Labor rule is a positive for the annuity industry
3 Mark Financial Blog

A fiduciary-rule lawsuit fails

November 7, 2016
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A fiduciary-rule lawsuit fails. A federal judge rejected a request…
https://3mark.com/wp-content/uploads/3MarkDefaultImage.png 235 231 Bryan Propper https://3mark.com/wp-content/uploads/3MARK-LO-FFhorizontal_updated_Version-1-300x61.png Bryan Propper2016-11-07 07:47:162016-11-07 07:47:16A fiduciary-rule lawsuit fails
3 Mark Financial Blog

RIA Scrutiny Intensifies

October 25, 2016
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By Michael Wursthorn - WSJ RIAs under the microscope.  In response…
https://3mark.com/wp-content/uploads/3MarkDefaultImage.png 235 231 Bryan Propper https://3mark.com/wp-content/uploads/3MARK-LO-FFhorizontal_updated_Version-1-300x61.png Bryan Propper2016-10-25 08:16:042016-10-25 08:16:04RIA Scrutiny Intensifies
3 Mark Financial Blog

Merrill Lynch eliminates commission IRA business in response to DOL fiduciary rule

October 7, 2016
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The wirehouse is the first major firm to announce concrete plans…
https://3mark.com/wp-content/uploads/3MarkDefaultImage.png 235 231 Bryan Propper https://3mark.com/wp-content/uploads/3MARK-LO-FFhorizontal_updated_Version-1-300x61.png Bryan Propper2016-10-07 08:20:552016-10-07 08:20:55Merrill Lynch eliminates commission IRA business in response to DOL fiduciary rule
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