Posts
SEC advice proposal unveiling: Here’s what to expect
After many years of study and internal debate, the Securities…
5 Things 5th Circuit Judges Said About Annuity Sellers
U.S. Circuit Judge Edith Jones (read more) has given some thought…
DOL Fiduciary Rule Struck Down by Appeals Court
DOL has made no secret of its (read more) intent to transform’…
4 Ways New York May Make DOL Look Like a Fiduciary Kitten
If state insurance regulators (Read More) wrestle control over…
DOL Officially Delays Start of Fiduciary Rule
3 Mark Financial Market Intelligence Dated December 4, 2017
State Insurance Regulators Could Set Their Own Best Interest Standard
State insurance regulators are preparing to discuss a proposal…
ACLI Hails Official Delay of DOL Fiduciary Rule Add-On Standards
The American Council of Life Insurers is celebrating the official…
Making the most of another delay in the DOL’s fiduciary rule
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Fiduciary Update: DOL to Extend Deadline for Phase Two of Conflict of Interest Rule
Phase Two, Dealing with Exemptions and Establishing Class-Action…